A compliance risk register for compliance officers, legal teams, and audit functions tracking regulatory and policy risks across SOX, GDPR, HIPAA, PCI, and industry-specific frameworks in Taskade.
What's Included
- Risk Database: Risk, framework, control, control owner, test frequency, last test date, status
- Framework Mapping: Mind Map view showing risks grouped by SOX / GDPR / HIPAA / PCI / industry
- Control-Test Agent: AI agent drafts control-test procedures and reviews evidence
- Quarterly Attestation: Automation collects control-owner sign-offs each quarter with reminder cadence
- Evidence Vault: Attached evidence per control test for audit defense
- Regulatory Update Feed: Agent monitors regulatory updates and flags rule changes affecting registered risks
Why This Template Wins
- One register, many frameworks: Most companies have to satisfy several frameworks; one register with framework tags beats five separate spreadsheets
- Attestation workflow built-in: Control owners sign off quarterly with automatic reminders — no chasing
- Regulatory feed keeps it current: Agent monitors updates and flags rule changes — no surprise compliance gaps
How to Use
- Clone this template into your Taskade workspace
- Customize framework mapping for your applicable regulations
- Connect Slack, your evidence storage, audit tool
- Train the Control-Test Agent on your control library
- Set up quarterly triggers for attestation and reviews
FAQ
Does this work for SOC 2 specifically?
Yes. SOC 2 trust-services criteria can be added as a framework. Each criterion maps to applicable controls and risks.
Can the agent suggest control mappings for a new regulation?
Yes. Describe the new regulation and the agent suggests which existing risks/controls map to it and where gaps exist.
What plan supports a compliance team?
Business ($40/mo) recommended for the audit log retention compliance requires.
CTA
Try this template free in Taskade. For evidence integration, see /learn/automation/automations-execution. Pair with Cybersecurity Risk Register. Browse more compliance apps in the Community Gallery.